Commercial use of endangered species: check if you need an Article 10 CITES certificate
Check if you need an Article 10 certificate for commercial use of endangered species on the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) list.
You must have a commercial use certificate, known as an Article 10 certificate, for any specimen listed by CITES in annex A that you plan to:
- use for commercial gain in any way
- keep for sale
- offer for sale
- transport for sale
- display to the public for commercial purposes
- breed from to sell individual offspring, even if you do not plan to sell the parents (which must be uniquely and permanently marked according to regulations)
A specimen is a living or dead animal or plant or any of its parts 鈥 or an item made from these. Use the search on to find out if your specimen is from species listed in annex A.
Before you apply
You must check if you need a CITES permit to import or export endangered species.听
It is a criminal offence to use commercially:
- any specimen listed under annex A of the CITES list without a valid certificate
- any specimen listed in annex B that has been imported illegally
You could get a prison sentence of up to 5 years or an unlimited fine.
Marking species
You must mark specimens according to European regulation . The marking needed depends on what the specimen is.
Most live specimens must have one of the following:
- an International Organization for Standardization (ISO) compliant, uniquely numbered microchip
- a uniquely numbered seamless closed ring for birds
If you need help marking specimens, contact the Animal and Plant Health Agency (APHA) at wildlife.licensing@apha.gov.uk.
Buying endangered species听
Before you buy a species that is listed under annex A in the CITES list, you must make sure the seller has a valid Article 10 certificate or a CITES import permit that allows a single commercial sale.听
Apply for an Article 10 certificate听
Use the apply for a CITES permit service to apply for an Article 10 certificate. 听
How long it takes听
APHA aims to process your application within 30 days. Your application will be assessed based on review by scientific advisers at:听
- the Royal Botanical Garden, Kew 鈥 for plants听
- the Joint Nature Conservation Committee (JNCC) 鈥 for animals听
If your application is accepted, you鈥檒l get a printed, signed and stamped permit or certificate in the post.
If your application is refused, APHA will send you a letter explaining why.听
Types of Article 10 certificates听
Depending on APHA鈥檚 assessment of your application, you will either get a Specimen Specific Certificate (SSC) or a Transaction Specific Certificate (TSC).
Specimen Specific Certificates听
APHA issues SSCs for a specimen (not a permit holder) which must stay with the specimen for its life. You must give the SSC to the person buying the specimen at the time of the first sale and all future sales.听
You can apply for an SSC for an individual specimen. SSCs are valid for all commercial use, no matter who owns the specimen, unless the description of the specimen on the certificate changes.听
SSCs issued in Great Britain (England, Scotland and Wales) are only valid for use in Great Britain. Existing SSCs issued by either the UK or an EU member state on or before 31 December 2020, and located in Great Britain, continue to be valid in Great Britain.听
SSCs issued in Northern Ireland are valid for use in Northern Ireland and the EU. Existing SSCs issued by either the UK or an EU member state on or before 31 December 2020, and located in Northern Ireland, are valid in Northern Ireland and the EU.听
APHA only issues SSCs if:听
- the specimen was introduced into the UK or the EU before it was listed in annex A or it was legally imported after that date听
- the specimens are captive bred, which means they were born in captivity to 2 generations or beyond (captive breeding involves more than just breeding in a cage, aviary or enclosure 鈥 if you鈥檙e not sure, email APHA at wildlife.licensing@apha.gov.uk)听
- the specimens must be uniquely and permanently marked according to regulations听
Transaction Specific Certificates听
APHA may issue a TSC for an individual specimen to a specific holder if the specimen:听
- does not meet the criteria to be issued with an SSC听
- is not correctly marked听
TSCs are only valid for the person or business named on the certificate.听
You will see a statement on the TSC telling you what you can use it for. This might be for:听
- one sale only by the person named on the certificate, from the address shown听
- educational display, no sale听
- breeding, no sale听
The person buying the specimen must then apply for a new certificate if they plan to use the specimen for any commercial purpose.听
Returning a certificate when you sell听
When you sell a specimen, you must make sure that you:听
- show the new owner your Article 10 certificate and reference number, or give them a photocopy of your certificate clearly marked with 鈥榗opy for information only鈥櫶
- return the TSC to APHA immediately after passing the specimen over to another person听
If you cannot give the new owner a copy of the Article 10 certificate, you can give them an invoice quoting the number on the certificate.听
Other restrictions听
Tigers, bears and rhinos: stricter controls听
There are some exceptions to the usual CITES controls. In the UK, stricter measures apply to the following species:听
- tigers (Panthera tigris) and any parts or derivatives听
- bear (Ursidae) 鈥 bile, paws and gall bladders听
- rhino (Rhinocerotidae) and rhino horn听
If you intend to trade or move specimens from any of these species, you must email APHA before you apply at wildlife.licensing@apha.gov.uk.
Ivory听
Read the guide on dealing in items containing ivory or made of ivory if you intend to trade or move ivory (teeth or tusks, and items made from them) from any of the following species:
- elephant
- common hippopotamus
- killer whale
- narwhal
- sperm whale
Exemptions听
You do not need an Article 10 certificate to own or trade in specimens of species listed in annex B of the CITES regulations. However, you must be able to give evidence that you got the specimens lawfully.听
Single commercial use exemption听
If you鈥檙e applying for an import permit for an annex A specimen, you can ask APHA for special permission to allow you the first sale of the specimen, without an Article 10 certificate. You must make sure the specimen is marked properly before it鈥檚 imported.听
You must return expired permits to APHA.听
The specimen鈥檚 new owner must get an Article 10 certificate if they want to use the specimen commercially.听
Special exemptions听
There are specific circumstances where you do not need an Article 10 certificate.听
These include:听
- owning or giving away an annex A CITES specimen听
- a specimen within a worked item or finished product that you acquired in its finished state before 3 March 1947听
- specimens of certain animal species (or hybrids of them) born and bred in captivity and listed in annex X of EC Regulation 865/2006听
- artificially propagated specimens of plant species听
- dead specimens of crocodile (Crocodylia) species included in annex A with source code D, as long as they鈥檙e legally marked or identified as per the regulation听
- caviar of shortnose sturgeon (Acipenser brevirostrum) and its hybrids, with source code D, as long as it鈥檚 in a legally marked container听
Gifts and donations听
You do not need an Article 10 certificate if you want to:听
- give your specimens away听
- use or display them for non-commercial purposes听
If you receive a specimen as a gift, you must complete the WLRS02 form to confirm a gift or unconditional loan of a specimen that did not involve a commercial transaction.听
You may not be allowed to sell a specimen that was a gift if there鈥檚 not enough information about how it was gifted.听
You should ask the person who gave it to you for:听
- the specimen鈥檚 origin听
- details on how they came to possess the specimen听
- previous certificates and permits or other documentation, including non-CITES paperwork, to show legal origin and previous possession听
- their contact details听
APHA may need to check this information if the new owner applies for an Article 10 certificate.听
You鈥檒l need to apply for an Article 10 certificate if:听
- the gift involves some other type of exchange or benefit, including a charitable donation听
- you鈥檙e receiving the gift and plan to use the specimen for commercial purposes听
Get help听
If you need help with your application, contact the APHA team at wildlife.licensing@apha.gov.uk.
Updates to this page
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Edited section on ivory to include ivory from common hippopotamuses, killer whales, narwhals and sperm whales.
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Updated the page to provide guidance on the Apply for a CITES permit service, which has replaced paper application forms to get an Article 10 CITES certificate. Added a new section on exemptions to make content on exemptions clearer.
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Added link to guidance for dealing in items containing ivory or made of ivory.
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Updated Specimen Specific Certificates (SSCs) section. SSCs issued in Great Britain (England, Scotland and Wales) are valid in GB. SSCs issued in Northern Ireland are valid in NI and the EU. Updated Transaction Specific Certificates (TSCs) section. TSCs are only valid for the person or business named on the certificate.
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Added information about elephant ivory, and specimens intended for display.
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First published.